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All Clinical Data Management questions

Question 6 of 6 Advanced Scenario

How should late data changes be handled after database lock?

Short answer

Follow a predefined controlled unlock or post-lock correction process: assess impact, authorize action, preserve the audit trail, regenerate affected outputs and document the new locked state.

Why

Imagine a clinically important death date is corrected after the analysis dataset was locked. Determine whether the correction affects an endpoint, safety reporting, analysis population or submission. Record the discrepancy, source evidence, rationale, change request, approvers and affected datasets.

If an unlock is warranted, restrict changes to authorized personnel and maintain the identity and time of original and revised values. Regenerate impacted SDTM, ADaM and analysis outputs as applicable, re-run validation and reconcile deliverables, then relock through documented approval. In some workflows a post-lock note may suffice for issues without analysis impact, but this must follow approved procedures rather than individual convenience.

Keep versioned snapshots so both the original submission state and the corrected state can be reconstructed.

Common mistakes

  • Overwriting locked exports or patching a statistical table without an auditable change to the originating data